7 Chapter 7: Phylogenies

Anastasia Chouvalova and Lisa Limeri

Introduction to Phylogenies

Biologists strive to understand the evolutionary history and relationships of living organisms.  is the evolutionary history and relationship of an organism or group of organisms. A phylogeny describes the organism’s relationships, such as from which organisms it may have evolved, or to which species it is most closely related. Phylogenetic relationships provide information on shared ancestry but not necessarily on how organisms are similar or different.

Evolutionary biologists could list many reasons why understanding phylogeny is important to everyday life in human society. For botanists, phylogeny acts as a guide to discovering new plants that can be used to benefit people. Think of all the ways humans use plants—food, medicine, and clothing are a few examples. If a plant contains a compound that is effective in treating cancer, scientists might want to examine all of the compounds for other useful drugs.

A research team in China identified a DNA segment that they thought to be common to some medicinal plants in the family Fabaceae (the legume family). They worked to identify which species had this segment (Fig 7.1). After testing plant species in this family, the team found a DNA marker (a known location on a chromosome that enabled them to identify the species) present. Then, using the DNA to uncover phylogenetic relationships, the team could identify whether a newly discovered plant was in this family and assess its potential medicinal properties.

Figure 7.1. Dalbergia sissoo is a member of the legume, or Fabaceae, family. It was discovered that this plant has a common DNA marker with other species in the Fabaceae family that possess anti-fungal properties. Then, scientists also discovered that D. sissoo has fungicidal properties – this supports the notion that DNA markers can be used to screen and detect plants that may possess useful medicinal properties.

Reading Question #1

What information does a phylogeny include?

A. Which lineage a currently-living species evolved from
B. Shared ancestry among currently-living groups
C. How similar organisms are
D. A and B
E. A, B, and C

Phylogenetic Trees

Scientists use a type of model called a  to show the evolutionary pathways and connections among organisms. A phylogenetic tree is a diagram used to reflect evolutionary relationships among organisms or groups of organisms (Fig 7.2). Scientists consider phylogenetic trees to be a hypothesis of the evolutionary past since one cannot go back to confirm the proposed relationships. Many phylogenetic trees have a single lineage at the base representing a common ancestor. Scientists call such trees rooted, which means there is a single ancestral lineage (typically drawn from the bottom or left) to which all organisms represented in the diagram relate. Notice in the rooted phylogenetic tree that the three domains— Bacteria, Archaea, and Eukarya—diverge from a single point and branch off (Fig 7.2A). The small branch that plants and animals (including humans) occupy in this diagram shows how recent and miniscule these groups are compared with other organisms. Unrooted trees do not show a common ancestor but do show relationships among species.

Figure 7.2 These two phylogenetic trees showcase the relationship among three life domains: Bacteria, Eukarya, and Archaea. A) features a rooted tree, which shows when different species came from a common ancestor, while b) is an unrooted tree.

The tips of the branches depict the current-day taxa that are the subject of the phylogenetic tree (Fig 7.3). A  (plural: taxa) is a broad term used for any group or rank in a biological classification into which related organisms are classified. Taxa at the tips of phylogenetic trees could be sub-species, species, genera, families, phyla, et. cetera – any level of biological grouping that is the focus of the phylogenetic tree. Each branching point, called a , is the point at which a single taxon, such as a species, separates into two or more species – a.k.a speciation (Fig 7.3). In a phylogenetic tree, closely related organisms are joined by nodes. These nodes suggest common ancestry. We call two taxa stemming from the same most recent node . In Figure 7.3 below, the kangaroo and lion are sister taxa because they are the two tips stemming from the most recent node. An important key to interpreting phylogenetic tree structure is to recognize that branch points could be rotated without changing the information. For example, if a branch point rotated and the taxon order changed, this would not alter the information because each taxon’s evolution from the branch point was independent of the other. This means that in Figure 7.3 below, we could rotate the node between the lion and kangaroo, switching the location of the lion and kangaroo, and it would still depict the same information.


Figure 7.3 Phylogenetic trees demonstrate the evolutionary relationship between species. Nodes represent speciation events where a common ancestral lineage splits into separate lineages. Current-day taxa appear at the tips of the phylogenetic tree.

We can trace the pathway from the origin of life to any individual species by navigating through the evolutionary branches between the two points. Also, by starting with a single species and tracing back towards the “trunk” of the tree, one can discover species’ ancestors, as well as where lineages share a common ancestry.

Reading Question #2

Where are currently-living species depicted on a phylogenetic tree?

A. Root
B. Tip
C. Node
D. Branch

Reading Question #3

What does a node in a phylogenetic tree represent?

A. Convergent evolution
B. The evolution of an ancestral trait
C. A speciation event
D. A species going extinct

Phyletic groups

Phylogenies help us group organisms in evolutionarily meaningful ways.  also called , are groups of organisms that descended from a single ancestor. For example, in Figure 7.4, all the organisms in the orange region evolved from a single ancestor that had amniotic eggs. Consequently, these organisms also have amniotic eggs and make a single clade, or a monophyletic group, called the Amniota. Clades must include all descendants from a branch point. Thus, rabbits and lizards would not make a clade because the most recent ancestor they have in common (the base of the Amniota) also includes humans as one of their descendants (Figure 7.4).

Figure 7.4 Lizards, rabbits, and humans all descended from a common ancestor that had an amniotic egg. Thus, lizards, rabbits, and humans all belong to the clade Amniota. Vertebrata is a larger clade that also includes fish and lamprey.

Clades can vary in size depending on which branch point one references. The important factor is that all organisms in the clade or monophyletic group stem from a single point on the tree. You can remember this because monophyletic breaks down into “mono,” meaning one, and “phyletic,” meaning evolutionary relationship. Figure 7.5 shows various clade examples. Notice how each clade comes from a single point; whereas, the non-clade groups, also called , show branches that do not share a single point.

Figure 7.5 All the organisms within a clade stem from a single point on the tree. A clade may contain multiple groups, as in the case of animals, fungi and plants, or a single group, as in the case of flagellates. Groups that diverge at a different branch point, or that do not include all groups in a single branch point, are not clades.

Reading Question #4

What distinguishes a monophyletic group from a paraphyletic group?

A. The evolutionary relatedness of the taxa in the group
B. Which evolutionary forces acted on the group
C. The similarity of traits in the group
D. The terms are synonyms

Ancestral and derived traits

Taxa evolve from common ancestors and then diversify. Scientists use the phrase “descent with modification” because even though related organisms have many of the same characteristics and genetic codes, changes occur. This pattern repeats as one goes through the phylogenetic tree of life:

  1. A change in an organism’s genetic makeup leads to a new trait which becomes prevalent in the group.
  2. Many organisms descend from this point and have this trait.
  3. New variations continue to arise: some are adaptive and persist, leading to new traits.
  4. With new traits, a new branch point is determined (go back to step 1 and repeat).

If a trait in a clade is found in the ancestor of a group, it is considered a shared because all of the organisms in the clade have that trait. The vertebrate in Figure 7.4 is a shared ancestral character. Now consider the amniotic egg characteristic in the same figure. Only some of the organisms in Figure 7.4 have this trait, and to those that do, it is called a shared  because this trait derived at some point but does not include all of the ancestors in the tree.

The tricky aspect to shared ancestral and shared derived characters is that these terms are relative. We can consider the same trait one or the other depending on the particular diagram that we use. Returning to Figure 7.4, note that the amniotic egg is a shared ancestral character for lizards, rabbits, and humans, while having hair is a shared derived character only for humans and rabbits. For the Amniotes as a group, however, the amniotic egg is a shared derived character that is not seen in fish. These terms help scientists distinguish between clades in building phylogenetic trees.

Reading Question #5

What is the definition of an ancestral trait?

A. A trait that is at least 2 million years old.
B. A trait that evolved before the most recent speciation.
C. A trait that is only found in extinct species.
D. A trait that the ancestor of a clade had.

Building Phylogenetic Trees

Organizing the evolutionary relationships of all life on Earth is a very challenging task: scientists must span enormous blocks of time and work with information from long-extinct organisms. Trying to decipher the proper connections, especially given the presence of homologies and analogies, makes the task of building an accurate tree of life extraordinarily difficult. Advancing DNA technology provides large quantities of genetic sequences for researchers to use and analyze.

To aid in the tremendous task of describing phylogenies accurately, scientists often use the concept of, which means defaulting to the assumption that events occurred in the simplest, most obvious way. In the context of building phylogenetic trees, this means that the most probable series of events is the one that includes the fewest major evolutionary events/changes. Starting with all of the homologous traits in a group of organisms, scientists look for the most obvious and simple order of evolutionary events that led to the occurrence of those traits. In other words, if two organisms have a trait in common, it’s more likely that it evolved once and those two organisms share ancestry, rather than the trait evolving twice from separate ancestors.

Link to Learning

Head to this website to learn how researchers use maximum parsimony to create phylogenetic trees.


Adapted from

Clark, M.A., Douglas, M., and Choi, J. (2018). Biology 2e. OpenStax. Retrieved from https://openstax.org/books/biology-2e/pages/1-introduction


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Introductory Biology 2 Copyright © 2023 by Anastasia Chouvalova and Lisa Limeri is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License, except where otherwise noted.

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